SITE MAP

Investment Highlights

Investment Process

Asset Management Process
  • STEP.1
    Research
  • STEP.2
    Portfolio
    Construction
  • STEP.3
    Implementing
    and Monitoring Portfolio
  • STEP.4
    Performance
    Analysis
  • STEP.1
    Research

    Utilizing both Top-Down and Bottom-Up approaches, systematically analyzing diverse investment opportunities through quantitative and qualitative analysis to formulate investment recommendations.

  • STEP.2
    Portfolio Construction

    Reviewing the generated investment opinions, evaluating investment allocations, and making investment decisions and executions based on them.

  • STEP.3
    Implementing and Monitoring Portfolio

    Continuously monitoring market issues, expected performances, etc., and accordingly rebalancing portfolios, conducting compliance oversight, and ensuring legal compliance review in accordance with relevant regulations.

  • STEP.4
    Performance Analysis

    Adjusting investment targets and fund allocations based on performance evaluation, minimizing errors by applying these results at the initial stages.

Financial Intermediary Process
Borrower
Intermediary Contract
  • Assessing financial condition of borrower and ascertain the capital demand
  • Providing advisory services regarding the framework and terms of cpital acquisition
  • Executing a financial intermediary agreement
Collection of Fund
  • Drafting IM (Investment Memorandum) related to the arrangement
  • Selecting and allocating suitable lenders for the project based on the drafted materials
  • Negotiating and aligning the lender's requirements with the borrower
Financing
  • Preparing required documents related to the agreement
  • Conducting the agreement signing and ceremony with the law firm
  • Monitoring the Proceedings of the notation
Risk Management Process
Compliance
  • Checking compliance with regulations (Laws, Investment Agreement, Operating Plan, etc.)
  • Pre-check of daily business operations
  • Compliance check of internal control standards

Risk Management
System

Risk Management
  • Setting and monitoring position/loss/risk limits
  • Management of risks by type
  • Calculation and analysis of risk indicators
  • Evaluation of fund performance and analysis of performance factors
  • Credit
    Risk
    • Selection of Credit Rating Limits for Investment Assets
    • Investment Universe Management
    • Analysis of Default Probability and Credit Assessment
  • Legal
    Risk
    • Pre-legal Review, Contract Review, etc.
    • Construction of Preventive System
  • Operational
    Risk
    • Creation of Business Manuals and Processes
    • Reporting and Managing Daily Checklists
  • Liquidity
    Risk
    • Establishment of a Liquidity Risk Disclosure Procedure
    • Portfolio Allocation Regarding Trading Volume
    • Implementation of Additional Liquidity Management Measures in Emergency Situations
  • Market
    Risk
    • Continuous Monitoring and Response
    • Calculation and Analysis of Risk Adjustment Indicators
    • Checking the Return on Managed Assets
    • Adjustments to Net Exposure
  • Process-specific
    Management
    • Pre-management :
      Setting Risk Tolerance Limits, etc.
    • Ongoing Management :
      Continuous Checking and Monitoring
    • Post-management :
      Prompt Response and Prevention of Recurrence
Compliance System
Daily
  • Daily Compliance Reporting
  • Review of Compliance with Laws and Regulations,
    Investment Limits
  • Monitoring of Unfair Trading
Weekly
  • Weekly Compliance Reporting
Monthly
  • Monthly Compliance Reporting
  • Evaluation of Fund Returns
  • Review of Risk Management Indicators
Employee Training
  • Employee Compliance Education
Inspection Procedure
Asset Management Team
  • Pre-checks on trading orders
  • In-house risk management (individual stocks, companies, etc.)
  • Confirmation of investment instructions and cross-checking
  • Checking investment limits
  • Verification and monitoring of fund status
Compliance
  • Review and verification of daily/weekly/monthly/ad-hoc work reports
  • Checking regulations and terms
  • Reviewing proposals and marketing materials for legal compliance
  • Conducting compliance training for employees
Compliance Officer
  • Review and verification of work reports
  • Continuous monitoring and remediation of legal and contractual violations
  • Establishment of internal control regulations and risk management regulations
  • Monitoring of investment operation
CEO
  • Overall management review and supervision
  • Convening and deliberation of committees for individual department